Native American Gaming

Finley & Cook has been an integral part of the Tribal gaming industry for nearly two decades, assisting both operational and regulatory entities with performing accounting services, internal audits and assessments, drafting policies and procedures, and offering compliance based solutions to unforeseen issues.

Casino Compliance Services

  • Risk Assessment
  • BSA Title 31 Program Development
  • Title 31 Training & Testing
  • Set up of BSA E-Filing
    • Preparation Assistance for Title 31 Audit
    • Outsourced Processing
  • Process & Procedure Development
  • Year-end Filing Assistance
  • Outsourced Processing
  • EPROM Standards
  • Setup & Testing of Gaming Machines
  • Creation of Gaming Machine Files
  • Machine Master File Setup
  • Performance Analysis
  • Drafting Standard Operating Policies & Procedures
  • Internal Audit for MICS Compliance
  • General Casino Operations Assessment
  • Title 31 Compliance Assessment
  • Evaluation Assistance
  • Regulatory Compliance Research
  • Technical Support
  • Tracking & Reporting on Pre-opening Costs
  • Ordering Supplies, Forms etc.
  • Drafting SOPs
  • Training of Casino Personnel
  • Programs & Forms
  • Wild Land Remediation Programs
  • Evacuation Maps
  • Organizing Evacuation Drills
  • Training Casino Personnel
  • Creation of Documentation Maintenance System
  • Hazardous Materials Program
  • Bank & GL Account Reconciliations
  • Year End Accruals
  • Fixed Asset & Depreciation Schedules
  • Inventory Count & Control Coordination
  • Independent Auditor Coordination
  • Draft Financial Statements
  • Assist with Preparation of Management’s Discussions & Analysis
  • Draft Responses to Audit Findings
  • Promotional Forms & Coupons
  • Promotional Tracking
  • Policies & Procedures
  • Proforma & Post-forma Analysis

Gaming Commission Services

  • Operational Forms
  • Electronic Vault Tracking & Reconciliation System
  • Electronic Count System
  • Outsourced Internal Audit Services
  • Drafting Job Descriptions
  • Outlining Roles & Responsibilities
  • Staff Training
  • Assisting with Employee Licensing & Background Investigations
  • NIGC Casino Compliance Reviews
  • NIGC Gaming Commission Compliance Reviews
  • State Compact Compliance Reviews
  • NIGC Environment Public Health & Safety Review
  • Policies & Procedures
  • Assist with Vendor Licensing & Investigations
  • Machine Moves
  • Software Media Testing
  • Seal Production & Application
  • Staff Training
  • Audit Program Development
  • Reporting
  • Vendor & Employee Licensing
  • Administrative Hearings
  • Internal Theft & Loss
  • Preservation of Evidence
  • Variance Investigation & Tracking
  • Policies & Procedures
  • Equipment Consultation
  • Forms, Logs & Reports
  • Evidence Preservation
  • Policies & Procedures

Special Projects

  • Prepare Accounting Records for Audit
  • Financial Performance Reviews
  • Specialized Reporting or Analysis
  • Tax Authority Representation
  • Revenue Audit Services
  • Assistance with Back of House System Implementation
  • System Evaluation & Selection Assistance
  • Internal & External Audit Support
  • Reconciliation Assistance
  • Process & Procedure Development
  • Staff Training
  • Outsourcing of Revenue Audit
  • Outsourcing of Accounting & Financial Reporting
  • Outsourced Controller/CFO
  • Accounting Systems
    • Serenic Navigator
    • Microsoft Dynamics AX
  • Casino Software
    • GhostSentry